Stokes's Theorem
Circulation and curl on surfaces - §5.12, Kaplan
Prereq: §3.5 The Curl • §5.5 Green's Theorem • §5.11 Divergence Theorem
The total curl flowing through any surface equals the circulation around its boundary. It doesn't matter whether the surface is flat or curved - only the boundary matters.
From Green's to Stokes
Green's theorem has a circulation form that we've already seen. For a 2D vector field $\mathbf{u} = P\,\mathbf{i} + Q\,\mathbf{j}$ and a flat region $R$ bounded by a closed curve $C$:
The left side measures the circulation - how much the field pushes you along $C$. The right side measures the total rotational tendency inside $R$.
Now imagine $C$ is a curve in 3D space, not necessarily lying in a plane. It bounds some surface $S$ - think of a soap film stretched across a wire loop. The surface could be flat, curved, or wildly warped. Stokes's theorem says the same relationship holds, with the full 3D curl replacing the scalar $\text{curl}_z$:
Green's theorem is just Stokes with $S$ taken as a flat region in the $xy$-plane and $\mathbf{n} = \mathbf{k}$.
Stokes's Theorem
Let $S$ be a piecewise smooth oriented surface whose boundary $C$ is a piecewise smooth simple closed curve, directed in accordance with the orientation of $S$ (right-hand rule: curl fingers in the direction of $C$, thumb points along $\mathbf{n}$). Let $\mathbf{u} = L\,\mathbf{i} + M\,\mathbf{j} + N\,\mathbf{k}$ have continuous differentiable components. Then:
In component form:
The orientation convention matters: the direction of $C$ must match the choice of normal $\mathbf{n}$ on $S$ via the right-hand rule. Reversing either $C$ or $\mathbf{n}$ flips the sign.
Surface Independence
Here's one of the most beautiful consequences. Suppose two different surfaces $S_1$ and $S_2$ share the same boundary curve $C$ and are oriented to induce the same direction on $C$. Stokes says both give the same surface integral of curl:
Why? Because both equal the same line integral around $C$. We can also prove it directly: $S_1$ and $S_2$ together form a closed surface $S = S_1 \cup (-S_2)$ bounding some solid $R$. By the Divergence Theorem:
$$\iint_S \text{curl}\,\mathbf{u}\cdot\mathbf{n}\,d\sigma = \iiint_R \text{div}(\text{curl}\,\mathbf{u})\,dV = 0$$since $\text{div}(\text{curl}\,\mathbf{u}) = 0$ is one of our fundamental identities from §3.6. So the integral over $S_1$ must equal the integral over $S_2$.
This is powerful: to compute $\iint_S (\text{curl}\,\mathbf{u}\cdot\mathbf{n})\,d\sigma$ over some complicated surface, you can replace $S$ with any simpler surface sharing the same boundary.
Proof Sketch
As with the Divergence Theorem, we prove one component at a time. We'll show
$$\oint_C L\,dx = \iint_S \left(-\frac{\partial L}{\partial y}\,dx\,dy + \frac{\partial L}{\partial z}\,dz\,dx\right)$$Assume $S$ has the form $z = f(x,y)$ over a region $R_{xy}$, with boundary curve $C$ projecting to $C_{xy}$ in the $xy$-plane.
Left side: On $C$, we have $z = f(x,y)$, so $L(x,y,z) = L[x, y, f(x,y)]$. Thus
$$\oint_C L\,dx = \oint_{C_{xy}} L[x, y, f(x,y)]\,dx$$Apply Green's theorem in the $xy$-plane:
$$= -\iint_{R_{xy}} \frac{\partial}{\partial y}L[x, y, f(x,y)]\,dx\,dy = -\iint_{R_{xy}} \left(\frac{\partial L}{\partial y} + \frac{\partial L}{\partial z}\frac{\partial f}{\partial y}\right) dx\,dy$$Right side: Using the surface integral formula for $z = f(x,y)$:
$$\iint_S \left(-\frac{\partial L}{\partial y}\,dx\,dy + \frac{\partial L}{\partial z}\,dz\,dx\right) = \iint_{R_{xy}} \left(-\frac{\partial L}{\partial y} - \frac{\partial L}{\partial z}\frac{\partial f}{\partial y}\right) dx\,dy$$Both sides match. The same argument works for $M\,dy$ and $N\,dz$; adding them gives the full theorem. General surfaces are handled by decomposition and a limit process.
Curl as Circulation per Unit Area
Just as the Divergence Theorem gave us a new interpretation of divergence (flux per unit volume), Stokes gives us a coordinate-free meaning for curl.
Take a small circular disk $S_r$ of radius $r$ centered at $(x_1, y_1, z_1)$ with normal $\mathbf{n}$, bounded by a circle $C_r$. Stokes says
$$\oint_{C_r} u_T\,ds = \iint_{S_r} (\text{curl}\,\mathbf{u}\cdot\mathbf{n})\,d\sigma$$By the Mean Value Theorem, the right side equals $\text{curl}_n\,\mathbf{u}(x^*, y^*, z^*) \cdot A_r$ where $A_r = \pi r^2$. Dividing by $A_r$ and letting $r \to 0$:
In words: the component of curl in direction $\mathbf{n}$ equals the circulation per unit area around a small loop with that normal. This is coordinate-free - it tells us curl has intrinsic geometric meaning, just like divergence does.
Choosing $\mathbf{n} = \mathbf{i}, \mathbf{j}, \mathbf{k}$ recovers the three components of $\text{curl}\,\mathbf{u}$. And remember the paddle wheel from §3.5? This formula makes it rigorous: the paddle wheel spins fastest when its axis aligns with $\text{curl}\,\mathbf{u}$.
The Big Picture
We now have three great integral theorems, each connecting an integral over a region to an integral over its boundary:
| Theorem | Interior | Boundary | Operator |
|---|---|---|---|
| Green's | Double integral over $R$ | Line integral over $C$ | $\text{curl}_z$ or $\text{div}$ |
| Divergence | Triple integral over $R$ | Surface integral over $S$ | $\text{div}$ |
| Stokes | Surface integral over $S$ | Line integral over $C$ | $\text{curl}$ |
The pattern is always the same: integral of a derivative over a region = integral of the function over the boundary. This is the generalized Stokes theorem, and it's one of the deepest ideas in all of mathematics.
Practice Problems - §5.12
From Kaplan, problems after §5.13
$\text{curl}\,\mathbf{u} = \begin{vmatrix} \mathbf{i} & \mathbf{j} & \mathbf{k} \\ \partial/\partial x & \partial/\partial y & \partial/\partial z \\ y & -x & z \end{vmatrix} = (0-0)\,\mathbf{i} - (0-0)\,\mathbf{j} + (-1-1)\,\mathbf{k} = -2\,\mathbf{k}$
On the hemisphere with upward normal, $\mathbf{n}\,d\sigma$ projected gives $dx\,dy$. Since $\text{curl}\,\mathbf{u} = -2\,\mathbf{k}$:
$\displaystyle\iint_S (\text{curl}\,\mathbf{u}\cdot\mathbf{n})\,d\sigma = \iint_{x^2+y^2 \le 1} (-2)\,dx\,dy = -2\pi$
The boundary is $C$: the unit circle in the $xy$-plane, traversed counterclockwise. Parametrize: $x = \cos t$, $y = \sin t$, $z = 0$, $0 \le t \le 2\pi$.
$\displaystyle\oint_C y\,dx - x\,dy + z\,dz = \int_0^{2\pi} [\sin t(-\sin t) - \cos t(\cos t)]\,dt = \int_0^{2\pi} (-1)\,dt = -2\pi$ ✓
The boundary of $S$ is the circle $x^2 + y^2 = 1$, $z = 0$. By Stokes: $\iint_S (\text{curl}\,\mathbf{u}\cdot\mathbf{n})\,d\sigma = \oint_C z\,dx + x\,dy + y\,dz$
$x = \cos t$, $y = \sin t$, $z = 0$, $0 \le t \le 2\pi$.
$dz = 0$, so the integral becomes $\int_0^{2\pi} [0 \cdot (-\sin t) + \cos t \cdot \cos t]\,dt = \int_0^{2\pi} \cos^2 t\,dt = \pi$